8-K 1 http://www.sec.gov/Archives/edgar/data/1828325/000095014221000873/eh210136356_8k.htm FORM 8-K

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): March 8, 2021

 

Monument Circle Acquisition Corp.
(Exact name of registrant as specified in its charter)

 

Delaware 001-39876 85-3252655
(State or other jurisdiction
of incorporation)		 (Commission
File Number)		 (I.R.S. Employer
Identification No.)

 

One EMMIS Plaza

40 Monument Circle, Suite 700

Indianapolis, IN

 46204
(Address of principal executive offices) (Zip Code)

 

(317) 266-0100
(Registrant’s telephone number, including area code)

 

Not Applicable
(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencements communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Units, each consisting of one
share of Class A common stock,
$0.0001 par value, and one-half of one warrant		   MONCU   Nasdaq Capital Market
         
Shares of Class A common stock   MON   Nasdaq Capital Market
         
Warrants included as part of the units   MONCW   Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 
   

 

 

Item 8.01Other Events.

On March 8, 2021, Monument Circle Acquisition Corp. (the “Company”) issued a press release, a copy of which is attached as Exhibit 99.1 to this Current Report on Form 8-K, announcing that the holders of the Company’s units may elect to separately trade the Class A common stock and warrants comprising the units commencing on March 12, 2021. Those units not separated will continue to trade on The Nasdaq Capital Market LLC (“Nasdaq”) under the symbol “MONCU,” and each of the shares of Class A common stock and warrants that are separated will trade on Nasdaq under the symbols “MON” and “MONCW,” respectively. Holders of units will need to have their brokers contact Continental Stock Transfer & Trust Company, the Company’s transfer agent, in order to separate the units into shares of Class A common stock and warrants.

Item 9.01Financial Statements and Exhibits.

(d) Exhibits. The following exhibits are filed with this Form 8-K:

Exhibit No.   Description of Exhibits
99.1   Press Release dated March 8, 2021

 

   

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Monument Circle Acquisition Corp.  
     
Date: March 8, 2021 By: /s/ Ryan A. Hornaday  
    Name: Ryan A. Hornaday  
    Title: Executive Vice President, Chief Financial Officer and Treasurer